NRS 24th Annual Fall Investment Adviser and
Broker-Dealer Compliance Conference
Strategies for Successfully Navigating the Twin Challenges of Regulatory Reform and Risk
NRS is pleased to announce that this year’s conference will be held at the beautiful Green Valley Ranch Resort, in Las Vegas. This chic and sophisticated property, with its off-strip location, allows attendees to focus on the meeting content and also enjoy the Las Vegas strip - just a shuttle trip away.
This conference promises once again, to be the preeminent learning event for those new to compliance as well as seasoned veterans looking to stay abreast of regulations and peer/industry best practices. NRS will continue to offer new ways of learning bringing compliance professionals together for shared learning in our highly acclaimed forums and discussion groups. Of course, you will be briefed on the dramatic changes facing the industry and updated on adopted rules as well rule proposals on the horizon. Our speakers understand that their mission is to impart practical advice and examples of compliance models that can be immediately implemented back at the firm. Attendees will experience a multifaceted learning experience with guidance from regulatory staff, investment management and broker-dealer counsel and compliance professionals. The Fall conference agenda will address issues relevant to small advisers, complex investment management firms, as well as dual registrants. Hot topics and newly emerging areas of compliance requiring extended consideration are presented in pre-conference workshops.
NRS understands the importance of bringing people together. Multiple networking events offer the proper balance of work and relaxed, enjoyable interaction with fellow compliance professionals. The Center for Compliance Professionals welcomes all certificate holders and invites you to an event that recognizes your achievement.
You can benefit from all of the above while, satisfying CE requirements. This conference offers CPE, CFP and CLE credits as well as two Ethics credits to satisfy the annual IACCP requirement. Plan to join us in Las Vegas for some serious business.
November 3 - 6, 2009
Green Valley Ranch Resort,
Las Vegas, NV
Broker-Dealer Compliance Conference
Strategies for Successfully Navigating the Twin Challenges of Regulatory Reform and Risk
NRS is pleased to announce that this year’s conference will be held at the beautiful Green Valley Ranch Resort, in Las Vegas. This chic and sophisticated property, with its off-strip location, allows attendees to focus on the meeting content and also enjoy the Las Vegas strip - just a shuttle trip away.
This conference promises once again, to be the preeminent learning event for those new to compliance as well as seasoned veterans looking to stay abreast of regulations and peer/industry best practices. NRS will continue to offer new ways of learning bringing compliance professionals together for shared learning in our highly acclaimed forums and discussion groups. Of course, you will be briefed on the dramatic changes facing the industry and updated on adopted rules as well rule proposals on the horizon. Our speakers understand that their mission is to impart practical advice and examples of compliance models that can be immediately implemented back at the firm. Attendees will experience a multifaceted learning experience with guidance from regulatory staff, investment management and broker-dealer counsel and compliance professionals. The Fall conference agenda will address issues relevant to small advisers, complex investment management firms, as well as dual registrants. Hot topics and newly emerging areas of compliance requiring extended consideration are presented in pre-conference workshops.
NRS understands the importance of bringing people together. Multiple networking events offer the proper balance of work and relaxed, enjoyable interaction with fellow compliance professionals. The Center for Compliance Professionals welcomes all certificate holders and invites you to an event that recognizes your achievement.
You can benefit from all of the above while, satisfying CE requirements. This conference offers CPE, CFP and CLE credits as well as two Ethics credits to satisfy the annual IACCP requirement. Plan to join us in Las Vegas for some serious business.
November 3 - 6, 2009
Green Valley Ranch Resort,
Las Vegas, NV
© Copyright 2010. National Regulatory Services