Annual Spring Compliance Conference

NRS, the pioneer in designing and offering compliance conferences, has a proven track record that spans almost a quarter century. This acclaimed investment adviser and broker-dealer conference, now in its 24th year, is regarded by many as the best regulatory compliance conference for the quality of the speakers and practical information conveyed. Recognized regulatory, legal and industry experts will provide real-time information about regulatory developments, emerging compliance trends and the SEC focus. A new segment of the conference will include a series of Compliance Forums that afford CCOs a rare opportunity to engage in a thoughtful dialogue with their peers and expert group leaders about real-world best practices, risk management and problem resolution in a difficult environment, with reference to specific operational and compliance areas. This conference offers CPE, CFP, CLE and IACCP^SM credits.

April 26-29, 2009
Hyatt Regency Grand Cypress
Orlando, Florida