Schedule
Live Courses:
Registration and continental breakfast at 8:00
a.m.
Class begins at 8:30 a.m. and ends at 5:00 p.m.
Online Courses:
Half day: One session from 1:00 p.m. - 4:00 p.m.
(ET)
Full day: Includes two sessions:
Session 1: 11:00 a.m. - 2:00 p.m.
(ET)
Session 2: 3:00 p.m. - 5:30 p.m. (ET)
| January 13, 2009 |
Advisers Act 1 of 2: 201-205 | Online |
11:00 a.m. – 2:00 p.m. (ET) and 3:00 p.m. – 5:30 p.m. (ET) |
| January 21, 2009 |
Advisers Act 2 of 2: 206-222 | Online |
11:00 a.m. – 2:00 p.m. (ET) and 3:00 p.m. – 5:30 p.m. (ET) |
| January 27, 2009 |
Thinking Like an SEC Examiner | Online | 1:00 p.m. – 4:00 p.m. (ET) |
| February 3, 2009 |
Federal State and SRO Securities Regulation | Online | 1:00 p.m. – 4:00 p.m. (ET) |
| February 24, 2009 |
Compliance Mandates Beyond the Advisers Act | Online |
11:00 a.m. – 2:00 p.m. (ET) and 3:00 p.m. – 5:30 p.m. (ET) |
| March 3, 2009 |
Trading: Best Practices and Lessons Learned | Online |
11:00 a.m. – 2:00 p.m. (ET) and 3:00 p.m. – 5:30 p.m. (ET) |
| March 10, 2009 |
Understanding Disclosure | DC | 8:30 a.m. – 5:00 p.m. (ET) |
| March 11, 2009 |
Ethics | DC | 8:30 a.m. – 5:00 p.m. (ET) |
| April 21, 2009 |
Thinking Like an SEC Examiner | Online | 1:00 p.m. – 4:00 p.m. (ET) |
| April 26 - 29, 2009 |
NRS Annual Spring Conference - Professional Ethics IACCP CE - Ethics credits |
Orlando | Date and Time TBD |
| May 12, 2009 | Advisers Act 1 of 2: 201-205 | Chicago | 8:30 a.m. – 5:00 p.m. (CT) |
| May 13, 2009 | Advisers Act 2 of 2: 206-222 | Chicago | 8:30 a.m. – 5:00 p.m. (CT) |
| May 19, 2009 | IACCP Exam Study Session | Online | 1:00 p.m. – 4:00 p.m. (ET) |
| June 9, 2009 |
Semi-annual IA Update IACCP CE - General credits |
Online | 1:00 p.m. – 3:00 p.m. (ET) |
| June 23, 2009 | Federal State and SRO Securities Regulation | Online | 1:00 p.m. – 4:00 p.m. (ET) |
| July 14, 2009 | Trading: Best Practices and Lessons Learned | Online |
11:00 a.m. – 2:00 p.m. (ET) and 3:00 p.m. – 5:30 p.m. (ET) |
| July 21, 2009 | Understanding Disclosure | Chicago | 8:30 a.m. – 5:00 p.m. (CT) |
| July 22, 2009 | Ethics | Chicago | 8:30 a.m. – 5:00 p.m. (CT) |
| August 11, 2009 | Compliance Mandates Beyond the Advisers Act | Online |
11:00 a.m. – 2:00 p.m. (ET) and 3:00 p.m. – 5:30 p.m. (ET) |
| August 25, 2009 | Thinking Like an SEC Examiner | Online | 1:00 p.m. – 4:00 p.m. (ET) |
| September 15, 2009 | Advisers Act 1 of 2: 201-205 | DC | 8:30 a.m. – 5:00 p.m. (ET) |
| September 16, 2009 | Advisers Act 2 of 2: 206-222 | DC | 8:30 a.m. – 5:00 p.m. (ET) |
| October 15, 2009 | Due Diligence in a Post-Madoff World | Online | 1:00 p.m. – 3:00 p.m. (ET) |
| October 20, 2009 | Trading: Best Practices and Lessons Learned | Online |
11:00 a.m. – 2:00 p.m. (ET) and 3:00 p.m. – 5:30 p.m. (ET) |
| November 3, 2009 | Ethics | Las Vegas | 8:00 a.m. – 5:00 p.m. (PT) |
| November 4, 2009 | Understanding Disclosure | Las Vegas | 8:00 a.m. – 5:00 p.m. (PT) |
| November 6, 2009 |
NRS Annual Fall Conference – Professional Ethics IACCP CE - Ethics credits |
Las Vegas | 10:20 a.m. - 12:30 p.m. (PT) |
| November 10, 2009 | Advisers Act 1 of 2: 201-205 | Online |
11:00 a.m. – 2:00 p.m. (ET) and 3:00 p.m. – 5:30 p.m. (ET) |
| November 17, 2009 | Advisers Act 2 of 2: 206-222 | Online |
11:00 a.m. – 2:00 p.m. (ET) and 3:00 p.m. – 5:30 p.m. (ET |
| December 2, 2009 | Thinking Like an SEC Examiner | Online | 1:00 p.m. – 4:00 p.m. (ET) |
| December 8, 2009 | IACCP Exam Study | Online | 1:00 p.m. – 4:00 p.m. (ET) |
| December 10, 2009 |
Semi-annual IA Update IACCP CE - General credits |
Online | 1:00p.m. – 3:00 p.m. (ET) |
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