This examination review method is an online, live, instructor-led, three-hour group study session designed to give examination candidates the opportunity to answer approximately 35 questions online in a timed setting with the benefit of immediate written feedback and a brief live discussion of each question. This review includes question formats you will see on the IACCP Examination - both multiple choice questions (i.e., single best answer questions) in which only one answer is correct, and multiple select questions (i.e., multiple correct answer question) in which more than one answer is correct. Some of the questions are scenario-based and require you to apply your knowledge in a real-world situation to determine the correct answer(s).

Using the IACCP Examination blueprint (topic list), which is divided into eight investment adviser compliance areas, one question at a time will be displayed. Examination candidates will be given one minute to read and answer the question. When time is up, the answer’s results will be displayed in aggregate percentages. The correct answer with a brief written explanation will be displayed, and a brief discussion will follow to further your knowledge and understanding of the Advisers Act and investment adviser compliance.

Post-course material consists of correct answers and a brief written explanation.
 

• Learning objectives

1. Review the question formats you can expect to see on the IACCP Examination

2. Review IACCP Examination topic areas to help determine the breadth and depth of IACCP Examination coverage

3. Test your current knowledge by answering sample questions in a timed setting

4. Learn from a live, instructor-led discussion of questions and answers to further your understanding of the Advisers Act and investment adviser compliance

5. Complement other exam preparation methods, such as practices tests and self-study, with an instructor-led session to reinforce Advisers Act knowledge
    

• For whom:

1. Existing and potential IACCP Examination candidates.

2. Investment adviser compliance personnel interested in learning in a structured question-and-answer forum about regulations and rules that affect investment advisers.
    

• Scope/purpose/pre-requisites for participation

This basic-to-intermediate level course of study, comparable to an upper-division baccalaureate level, examines regulatory developments and requirements for investment advisory compliance professionals with the goal of enhancing their professional competence.

No pre-requisites are required.