Agenda

December 10, 2007
8:15am - 8:50am	Registration and Continental Breakfast
8:50am - 9:00am	Opening Remarks
9:00am - 10:30am	SEC Initiatives and Expectations Regarding IA Examinations
10:30am - 10:45am	Networking Break
10:45am - 12:15pm	Identifying, Managing and Disclosing Conflicts of Interest—An Essential Element of the Risk Assessment Process
12:15pm - 1:15pm	Networking Luncheon
1:15pm - 2:30pm	Advertising Do’s and Don’ts
2:30pm - 2:45pm	Networking Break
2:45 p.m. - 4:00 p.m	How to Test Your Compliance Program
4:05 p.m. - 5:00 p.m	Peer-Learning Discussion Groups