Investment Adviser Registration for Hedge Fund Managers

 

Registering as an investment adviser to a Hedge Fund with the SEC or the states is not a simple matter and is becoming more complex. NRS consultants can lead you through the registration process and prepare your new firm for the compliance-related hurdles that lie ahead. NRS consultants are highly skilled and experienced at  assisting you in this process.

NRS will become your partner and will:

• Conduct an initial telephone interview – a fact finding task that will allow your consultant to fully understand your firm’s business, to make specific determinations based on planned activities and to answer any of your questions.
• Draft and file a Form ADV, including all appropriate schedules, that accurately reflects your business.
• Complete and file registration documents for Principals, Officers and other individuals as required by the appropriate regulatory authorities.
• Register your firm with the Securities and Exchange Commission or your State of domicile.
• Assist in responding to additional requests for information from regulators throughout the registration process.

Your registration program will be assigned to a consultant with specific experience in Hedge Fund issues as they may relate to SEC registration. Trust the experts to prepare the necessary paperwork to get you registered so that you can continue to grow your business.

In addition, your firm will receive a one year subscription to NRS ComplianceEssentials™ for Hedge Funds, the all in one online source for customizable policies and procedures, model code of ethics, compliance tools, documents, advisory contracts and much more.

Let the experts prepare the necessary paperwork to get you registered so that you can focus on growing your business. Call 860-435-0200 to get started today!