NRS 22nd Annual Fall Compliance Conference
 


Registration Form

To: NRS Conference Department
Phone: (860) 435-0200         Fax: 860-435-0162
From:      Date: 

Subject: Conference Registration

Fall Compliance Conference, October 24-26, 2007 $1,695
Early Registration by September 14, 2007 $1,545
BEST VALUE!  Register by July 16, 2007  $1,295  

Fall Conference and a Pre-Conference Workshop October 23-26, 2007 $1,890
Early Registration For Conference and Pre-Conference Workshop by September 14, 2007 $1,740
Best Value for Conference and Pre-Conference Workshop by July 16, 2007 $1,495
Pre-Conference Workshop Only $295    

Please indicate which pre-conference workshop you will be attending (if applicable)

CCO's Tell How to Cope When You Wear Many Hats 2:00pm to 5:00pm 
SEC Examinations of Advisers 2:00pm to 5:00pm
Branch Office Auditor Training 1:00pm to 5:00pm 

Extended Pre-Conference Workshop (No Early Registration Discounts Apply)

Professional Development - Drafting a Compliance Business Plan - 9:00am to 12:30pm  $395 

Legal Ethics: (2 CLE credits and 2 IACCP credits) - 10:00am to 12:00pm  $229

Can't Attend?  NRS Fall Conference Workbook $295
     (State sales tax may apply.  Not included here in price.)

Additional Attendees: 20% off the registration fee for the 2nd, 3rd and 4th attendees from the same firm. For additional group discounts contact National Regulatory Services at (860)435-2541

Method of Payment

I've enclosed a company check, payable to NATIONAL REGULATORY SERVICES
Credit Card

Visa   Mastercard   American Express

Card #:

Expiration Date:

Authorized Signature:

 

Registration Information
Please copy this form for additional delegates from your firm.

Registrant:
Title:
Company:
Address:
City:
State:
Zip:
E-mail:
Telephone:
Fax:
CLE States:
Bar #:



Do you need special assistance to fully participate?   Yes No
If yes, please attach a written description of your needs.

Do you have any special dietary requirements?   Yes No
 Specify:  

Type of Firm: Adviser Only Broker Only Dually Registered Mutual Fund
  Law Firm Bank Other 
  Insurance      

Assets under management, if applicable:

For NRS planning purposes only:
      I plan to stay at the Hyatt Regency Huntington Beach Resort and Spa from  to

      Will a guest be joining you at the reception on October 25th?  Yes     No
 

How many people are there in your Compliance Department?

Click here to View the Cancellation Policy

Program topics, schedule and speakers are subject to change without notice. Registrations are subject to review and approval by NRS.

PLEASE FAX THIS REGISTRATION FORM TO NRS CONFERENCE DEPARTMENT AT (860) 435-0162, OR MAIL TO NATIONAL REGULATORY SERVICES, 33443 Treasury Center, Chicago IL, 60694-3400.

 

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