This acclaimed annual event, now in its 23rd year, is regarded by many as the
best regulatory compliance conference for the quality of the speakers, the
practical information conveyed and the ample networking opportunities. The
NRS 23rd Annual Fall Compliance Conference promises to impart comprehensive,
practical advice and strategies that will equip compliance professionals to stay
ahead of the ever more demanding regulatory challenge. Panels and interactive
work and discussion groups will offer a multifaceted learning experience with
guidance from regulatory staff, investment management and broker-dealer counsel
and compliance professionals. The fall conference agenda will address issues
relevant to small advisers, complex investment management firms, as well as dual
registrants. A dedicated conference track will be devoted to Broker-Dealer
compliance risk areas. Multiple networking events will allow for all important
interaction with fellow compliance professionals. Hot topics and newly emerging
areas of compliance requiring extended consideration are presented in
pre-conference workshops. You can benefit from all of the above while,
satisfying CE requirements. This conference offers CPE, CFP and CLE credits as
well as two Ethics credits to satisfy the annual IACCP requirement. Whether you
are a new CCO or a seasoned compliance veteran, this conference is a “must
attend.”
October 28 - 31, 2008
Hyatt Regency Scottsdale
Scottsdale, AZ
