About NRS
Our dedicated team of professionals brings to the table a wealth of expertise, staffed by individuals who gained experience as former SEC, FINRA, state securities examiners and administrators, attorneys and seasoned compliance officers from major corporations.
Our consulting professionals set the industry standard for knowledge and expertise in guiding firms through the complex maze of regulatory compliance. Our consultants are well-respected by both industry and regulators, for our approach to assisting firms in establishing, testing and maintaining strong and effective cultures of compliance.
Not only offering expertise as a consulting firm, NRS holds conferences that cover a broad range of the issues facing the compliance industry - in our spring and fall annual compliance conferences, as well as topical one-day conferences which address poignant, timely issues which compliance professionals want to discuss in more detail.
As one of the first firms dedicated solely to the area of compliance within the financial services industry, NRS has expanded its offerings to include a wide-range of related products and services. We've developed solutions to cover all aspects of investment adviser, hedge fund, investment company, broker-dealer, and insurance registration and compliance.
The NRS Center for Compliance Professionals is perfectly suited for those individuals who want to pursue a more structured path of academic study and certification as a compliance professional. The Center also offers the first-of-its-kind certifying exam, leading to the designation as an “Investment Adviser Certified Compliance Professional” or IACCP. This program is taught by NRS staff, industry leaders, regulatory officials, administrators, attorneys, and seasoned compliance officers from major corporations.
Our decades of experience in the area of registering both firms and individuals has made the process an efficient, seamless, and pleasant experience for thousands who have entered the industry with the assistance and expertise of our registration professionals.
NRS also leads the industry with product development for the securities industry, offering a plethora of software products and solutions including ComplianceEssentials, a web based compliance portal designed with the needs of today’s compliance professionals in mind. Our product line includes solutions for the small firms as well as enterprise solutions for the larger, more diversified organizations.
Our dedicated team of professionals brings to the table a wealth of expertise, staffed by individuals who gained experience as former SEC, FINRA, state securities examiners and administrators, attorneys and seasoned compliance officers from major corporations.
Our consulting professionals set the industry standard for knowledge and expertise in guiding firms through the complex maze of regulatory compliance. Our consultants are well-respected by both industry and regulators, for our approach to assisting firms in establishing, testing and maintaining strong and effective cultures of compliance.
Not only offering expertise as a consulting firm, NRS holds conferences that cover a broad range of the issues facing the compliance industry - in our spring and fall annual compliance conferences, as well as topical one-day conferences which address poignant, timely issues which compliance professionals want to discuss in more detail.
As one of the first firms dedicated solely to the area of compliance within the financial services industry, NRS has expanded its offerings to include a wide-range of related products and services. We've developed solutions to cover all aspects of investment adviser, hedge fund, investment company, broker-dealer, and insurance registration and compliance.
The NRS Center for Compliance Professionals is perfectly suited for those individuals who want to pursue a more structured path of academic study and certification as a compliance professional. The Center also offers the first-of-its-kind certifying exam, leading to the designation as an “Investment Adviser Certified Compliance Professional” or IACCP. This program is taught by NRS staff, industry leaders, regulatory officials, administrators, attorneys, and seasoned compliance officers from major corporations.
Our decades of experience in the area of registering both firms and individuals has made the process an efficient, seamless, and pleasant experience for thousands who have entered the industry with the assistance and expertise of our registration professionals.
NRS also leads the industry with product development for the securities industry, offering a plethora of software products and solutions including ComplianceEssentials, a web based compliance portal designed with the needs of today’s compliance professionals in mind. Our product line includes solutions for the small firms as well as enterprise solutions for the larger, more diversified organizations.
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