Public Communications and Advertising Review
Complete compliance lifecycle management of communications and advertising materials in a single, organized and compliant system
ComplianceMAX’s pre-configured solution for managing materials submissions addresses these challenges to deliver a compliant, user friendly solution while minimizing the demands on overburdened IT and compliance departments.
Key features and benefits:
- Significantly decrease or eliminate the handling of paper
- Decreased cost of ownership and accelerated return on investment
- SEC 17a-4 Books and Records Compliance
- Annotation of uploaded documents, presentations, text or captured media
- A complete audit trail of the lifecycle of each submission, change process and approvals
- Superior data integrity made possible through dozens of validation checks on user input
- A 360-degree collaborative review process between registered reps and compliance professionals
- Report historical and in-process submissions using reporting tools with data export
- Role based security
- Secure, browser based access
- SSAE 16 (SAS 70) Certification
Click here to learn more about ComplianceMAX.