The How and When of the Large Trader (13H) and Form PF Filing Process
10:50 AM – 12:00 PM
Friday, May 18
In October 2011, the SEC and the CFTC adopted the much-anticipated final rule for Form PF, which requires reporting of risk measurement information by registered investment advisers regarding the private funds they manage. Form PF will pose significant challenges for many hedge fund managers, especially with regard to implementation. The panel will discuss the Form PF reporting requirements and the operational challenges that many hedge fund managers face in accurately and timely gathering the required reporting information. The session will also include recommendations designed to address the operational, regulatory and legal issues raised by Form PF.
This panel of industry experts will also discuss the implications for investment advisers of the newly adopted Large Trader Reporting rule, important compliance dates, and related implementation and ongoing compliance solutions.
Back to the Agenda