Chicago Investment Adviser Compliance Symposium 2017
July 25-27, 2017
The University of Chicago
Booth School of Business—Gleacher Center
450 North Cityfront Plaza Drive
Chicago, IL 60611-4316
A Solid Foundation in the Investment Advisers Act of 1940
NRS is offering three days of interactive compliance education led by seasoned legal and compliance industry experts. On days 1 and 2, instructors will detail each of the Advisers Act’s key sections, sharing insight, perspective and practical advice about implementing strong internal controls that will support you and your firm’s compliance program. On day 3, courses are designed to give participants added opportunities to appreciate the nuances of the compliance profession through group discussions and interactive elements that highlight professional ethics, trading compliance and SEC examination and enforcement trends.
The IACCP and Core Programs are co-sponsored by:
Continuing Education Credit Information for Investment Adviser Compliance Symposia.