 Featured Event |
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Jul
25
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Tuesday - Thursday 8:00 AM - 4:00 PM (CT)
NRS is offering three days of interactive compliance education led by seasoned legal and compliance industry experts. On days 1 and 2, instructors will detail each of the Advisers Act’s key sections, sharing insight, perspective and practical advice about implementing strong internal controls that will support you and your firm’s compliance program. On day 3, courses are designed to give participants added opportunities to appreciate the nuances of the compliance profession through group discussions and interactive elements that highlight professional ethics, trading compliance and SEC examination and enforcement trends.
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Mar
21
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Tuesday
1:00 PM
- 3:00 PM
(ET)
Speakers - c. Sandra Stevenson: Senior Consultant, NRS | Rob Stirling: Executive Consultant, NRS
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Apr
4
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Tuesday
1:00 PM
- 3:00 PM
(ET)
Speakers - Laura Grossman: Assistant General Counsel: Investment Adviser Association (IAA) | Kimberly Versace: Counsel, Richards Kibbe & Orbe LLP | Anne Choe: Associate, Willkie Farr & Gallagher LLP
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Apr
6
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Thursday
1:00 PM
- 3:00 PM
(ET)
Speakers: Tammy Patel: Senior Consultant, NRS | Lawrence Stadulis: Partner, Stradley Ronon Stevens & Young LLP
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Apr
13
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Thursday
1:00 PM
- 3:00 PM
(ET)
Speakers: Marianne O’Doherty: Chief Compliance Officer, NISA Investment Advisors, L.L.C. | John Van Der Wal: Consultant, NRS
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Apr
18
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Tuesday
1:00 PM
- 3:00 PM
(ET)
Speakers: Sonny Carpenter: Associate, BakerHostetler | David McCandless: Associate, K&L Gates LP | Robert Sichel: Partner, K&L Kates LP | Ron Stirling: Executive Consultant, NRS
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