Definition of Acceptable Work Experience
Investment Adviser Certified Compliance Professional® (IACCP®) Acceptable Work Experience
Acceptable work experience is defined as full-time work performing functions categorized as directly involved with investment adviser compliance, including:
- Administration, development, support, supervision or enforcement of all, or any portion, of an investment advisory firm’s compliance policies and procedures
- Training all, or any portion, of a firm’s employees on investment advisory compliance policies and procedures
Position titles/functions include: Chief Compliance Officer, Compliance Officer, Compliance Manager, Compliance Analyst, Compliance Specialist and Compliance Associate. This list is not all inclusive.