Investment Adviser Certified Compliance Professional Program
Prepare for the challenges of today’s compliance environment with a comprehensive certificate program.
The comprehensive Investment Adviser Certified Compliance Professional® (IACCP®) program curriculum includes a detailed, step-by-step examination of the Investment Advisers Act of 1940, provides guidance for building a strong compliance program and highlights best practices that can be immediately implemented at firms. The Program provides participants with a compliance education based on a solid understanding of regulations and rules that all investment advisers must comply with, including the latest rule changes under the Dodd-Frank Act.
Co-sponsored by the Investment Adviser Association (IAA), the IACCP Program helps enhance career opportunities and has designated over 325 compliance professionals from firms of all sizes. Review the IACCP program requirements.
Key features and benefits:
- Receive an established designation that helps increase credibility of both the individual and firm
- Learn how to transform rules and regulations into meaningful compliance policies and procedures
- Cultivate judgment and ethical decision-making through case study analysis and SEC enforcement cases
- Strengthen authority to implement policies and procedures in tough situations to minimize risk to the firm and its clients
- Complete courses online and/or attend in-person events
- Earn continuing education requirements for attorneys, accountants/CPAs, certified financial planners and compliance professionals
- Enhanced career opportunities
