Attend the NRS Fall Conference
Learn why the NRS conference is THE ONLY compliance conference you need to attend this Fall:
- National Regulatory Services has been hosting a regulatory compliance conference as well as other compliance education programs for over 25 years. We are the industry experts in compliance officer and CCO training.
- Hear first-hand from the regulators about the top SEC enforcement initiatives and areas of focus for FINRA examinations and use what you learn to bolster your compliance program.
- Enhance your compliance skills with continuing education and earn credits for CFP, CPE, CLE and IACCP® programs.
- Attend free pre-conference sessions covering topics such as Professional Ethics, How to Perform Surveillance, Compliance for Private Funds, SEC Examinations and FINRA's New Suitability Rule.
- Visit the exhibitors and gain valuable information about industry-leading compliance technologies and other compliance services.
- The cost for the conference is just $1595 — a great value for all the practical information and actionable best practices you'll receive.
Read more about the NRS Fall Compliance Conference
Download the Conference Brochure