From annual conferences and web-based seminars to professional development programs, NRS provides a comprehensive selection of practical compliance education options designed to train and enlighten personnel at investment adviser, investment company and broker-dealer firms.
In today’s fast-changing regulatory environment, there’s little room for error. To protect your firm from regulatory risk, the need for compliance education throughout your firm is paramount to successfully incorporating compliance into daily business operations.
NRS Education events are designed to meet criteria for continuing education credits for CPA/accountants, certified financial planners, compliance professionals, attorneys and other professionals.
Education On-Site and In-Person
Multiple opportunities throughout the year to receive in-depth compliance education in person
Directed Compliance Education Programs
Guided curricula designed to prepare compliance personnel for success in a changing regulatory environment
Unlimited Flexibility for Learning Your Way
Convenient compliance education options provide up-to-date intelligence where and when you need it.