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NRS Education Brochure
2012 Education Calendar

Education Solutions

From annual conferences and web-based seminars to professional development programs, NRS provides a comprehensive selection of practical compliance education options designed to train and enlighten personnel  at investment adviser, investment company and broker-dealer firms.

In today’s fast-changing regulatory environment, there’s little room for error. To protect your firm from regulatory risk, the need to educate personnel at every level is paramount to successfully incorporating compliance into daily business operations.

NRS Education events are designed to meet criteria for continuing education credits for CPA/accountants, certified financial planners, compliance professionals, attorneys and other professionals.

Education On-Site and In-Person
Multiple opportunities throughout the year to receive in-depth compliance training in person

  • Spring Investment Adviser and Broker-Dealer Compliance Conference   
  • Investment Adviser Compliance Training   
  • Fall Investment Adviser and Broker-Dealer Compliance Conference   

Directed Compliance Education Programs  
Guided curricula designed to prepare compliance personnel for success in a changing regulatory environment

  • Investment Adviser Certified Compliance Professional Program (IACCPSM) 
  • Investment Adviser Core Compliance Program 

Unlimited Flexibility for Learning Your Way  
Convenient compliance education options provide up-to-date intelligence where and when you need it.

  • Desktop Seminars   
  • Desktops on Demand   
  • Custom Training   

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