Outsourcing Your Compliance Services
Outsource your compliance program with confidence.
"Compliance" requires a myriad of specialized responsibilities, diverse tasks, specific knowledge and personal skills, challenging the resources available to many investment advisers, particularly in today’s tight labor market.
An outsourcing engagement with NRS can enhance available resources, allowing firms to ensure they are keeping pace with all the new and changing regulatory requirements. NRS becomes a partner in the firm’s compliance efforts. While the ultimate responsibility, by regulation, remains with the firm, an Outsourced solution from NRS has the effect of adding anywhere from one to five experienced compliance professionals to a firm’s compliance staff, without the related staffing expenses or concerns.
Key features and benefits:
- Maximize your resources
- Outsource all or part of your compliance program
- Offerings are individually designed to meet specific firm needs
- Benefit from highly skilled professionals with an extensive history of consulting engagements