Consulting Services

NRS is staffed with veteran compliance and registration specialists, including former regulatory examiners (SEC, State and NASD), industry CCOs and attorneys. Our consultants combine their knowledge of regulations and industry best practices to provide sound and practical guidance designed to meet your firm’s specific business needs.

Anti-Money Laundering Audits >

Ensure your firm of better protection against fraudulent activities.

Blue Sky Outsourcing >

Release your firm from the burdens of managing your Blue Sky requirements.

Broker-Dealer Program Audits >

Focus on managing compliance, not people and operations.

Compliance Reviews >

Protect your firm when you review your compliance program.

Custom Engagements >

Put NRS to work for you.

Form ADV Services >

Take the pain out of drafting and filing your Form ADV.

NRS Compliance Alliance >

Avoid missing critical regulatory deadlines.

Outsourcing Services >

Outsource your compliance program with confidence.

Registration Services >

Experience you can trust. Service you can rely on.

Switching Services >

Let NRS guide you through the basics of "Switching".

How NRS works with our clients is the key to our successful outcomes. Our expert consultants dig deep into your organization to learn all the fine details about your business. Since the SEC, FINRA and other regulators need to understand your operations, so do we. NRS helps guide and advise you to ensure your compliant today… and tomorrow.

For more information on how our compliance consulting services can help you meet your compliance needs, contact us today.

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