NRS is your Compliance Partner
Your partner in regulatory compliance from Registration to Examination and Ongoing Support
NRS offers a 15% discount to advisers who are members of FPA.
Please reference FPA2016 when requesting a consultation or demo.
The new DOL fiduciary rule is quite extensive and, among other things, requires firms to create new policies and procedures, identify conflicts of interest, maintain detailed supporting documentation, create specific website disclosures and provide notification to clients if acting in a fiduciary capacity for certain types of accounts.
NRS ComplianceGuardian™ will be your source for complying with these rules, as NRS will be creating a specific module that addresses this highly complex, time-consuming rule. Sign up for a ComplianceGuardian demo.
- Policies and procedures
- Model website disclosures
- Model documents
- Training modules
Your compliance program should start with a continually updated solution that is monitored by industry experts. Start with ComplianceGuardian and add on the Fiduciary Rule Module to manage and incorporate this multifaceted and complicated set of new regulations into your compliance program.
What is ComplianceGuardian™? A complete compliance management solution providing you with the technology, education, and expert advice you need to create and maintain a culture of compliance. A one year subscription includes:
- Access to our web-based compliance management system
- Ongoing consultation from our compliance experts, and
- Education to keep you up-to-date on the latest regulations
Set your mind at ease knowing that your manuals are up-to-date and that you have a monthly Consulting lifeline to help prioritize your compliance tasks.